Advancements in multi-objective and surrogate-Assisted GRIN lens design and optimization

Research output: Chapter in Book/Report/Conference proceedingConference contribution

1 Scopus citations


While historically limited by a lack of suitable materials, rapid advancements in manufacturing techniques, including 3D printing, have caused renewed interest in gradient-index (GRIN) optics in recent years. Further increasing the desire for GRIN devices has been the advent of Transformation Optics (TO) which provides the mathematical framework for representing the behavior of electromagnetic radiation in a given geometry by "transforming" it to an alternative, usually more desirable, geometry through an appropriate mapping of the constituent material parameters. These transformations generally result in 3D GRIN lenses which often possess better performances than traditional radial GRINs. By decomposing TO-GRIN solutions into a 2D-polynomial basis to analyze their behavior, it can be determined which terms govern their performance improvements. However, TO is a computationally intensive evaluation and a comprehensive study of this sort could take weeks to perform. But, by training a surrogate model to approximate the TO calculation, the procedure can be greatly accelerated, dramatically reducing the time of this study from weeks to hours. Moreover, the obscure GRIN terms present in the TO solutions can be mapped to specific aberrations by decomposing the resulting wavefronts into a Zernike polynomial basis and performing multivariate regression analyses. This yields a surrogate model which approximates the full numerical ray-Trace and offers an avenue for rapid GRIN lens design and optimization. Meanwhile, to aid in the GRIN construction, we employ advanced multi-objective optimization algorithms which allow the designer to explicitly view the trade-offs between all design objectives such as spot size, field-of-view, and δn.

Original languageEnglish (US)
Title of host publicationNovel Optical Systems Design and Optimization XIX
EditorsArthur J. Davis, Cornelius F. Hahlweg, Joseph R. Mulley
ISBN (Electronic)9781510602878
StatePublished - 2016
Event19th Annual Conference for Novel Optical Systems Design and Optimization - San Diego, United States
Duration: Aug 29 2016Aug 30 2016

Publication series

NameProceedings of SPIE - The International Society for Optical Engineering
ISSN (Print)0277-786X
ISSN (Electronic)1996-756X


Other19th Annual Conference for Novel Optical Systems Design and Optimization
Country/TerritoryUnited States
CitySan Diego

All Science Journal Classification (ASJC) codes

  • Electronic, Optical and Magnetic Materials
  • Condensed Matter Physics
  • Computer Science Applications
  • Applied Mathematics
  • Electrical and Electronic Engineering


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