Failure mechanisms of single-crystal silicon electrodes in lithium-ion batteries

Feifei Shi, Zhichao Song, Philip N. Ross, Gabor A. Somorjai, Robert O. Ritchie, Kyriakos Komvopoulos

Research output: Contribution to journalArticlepeer-review

223 Scopus citations


Long-term durability is a major obstacle limiting the widespread use of lithium-ion batteries in heavy-duty applications and others demanding extended lifetime. As one of the root causes of the degradation of battery performance, the electrode failure mechanisms are still unknown. In this paper, we reveal the fundamental fracture mechanisms of single-crystal silicon electrodes over extended lithiation/delithiation cycles, using electrochemical testing, microstructure characterization, fracture mechanics and finite element analysis. Anisotropic lithium invasion causes crack initiation perpendicular to the electrode surface, followed by growth through the electrode thickness. The low fracture energy of the lithiated/unlithiated silicon interface provides a weak microstructural path for crack deflection, accounting for the crack patterns and delamination observed after repeated cycling. On the basis of this physical understanding, we demonstrate how electrolyte additives can heal electrode cracks and provide strategies to enhance the fracture resistance in future lithium-ion batteries from surface chemical, electrochemical and material science perspectives.

Original languageEnglish (US)
Article number11886
JournalNature communications
StatePublished - Jun 14 2016

All Science Journal Classification (ASJC) codes

  • General Chemistry
  • General Biochemistry, Genetics and Molecular Biology
  • General Physics and Astronomy


Dive into the research topics of 'Failure mechanisms of single-crystal silicon electrodes in lithium-ion batteries'. Together they form a unique fingerprint.

Cite this